registered-funds
Every record this desk has filed under registered-funds, newest first, each with the number of sources it can still show you.
SEC proposes restoring most fixed-income cross trades between registered funds and affiliates, with added oversight
The SEC proposed changing its cross-trading rule October 9 so registered funds could again cross trade most fixed-income securities with certain affiliates. Its fact sheet describes adviser best-interest determinations, quarterly compliance reviews, annual back testing and aggregate reporting. The proposal is not a final rule. Comments would remain open for 60 days after Federal Register publication; the release supplies no closing calendar date.
Also filed undersecfixed-incomecross-tradinginvestor-protectionproposed-rule
A record appears here because it carries registered-funds in its own tags. If a record you expected is missing, it was filed under a different subject — the full list is on the topics index.