performance-fees
Every record this desk has filed under performance-fees, newest first, each with the number of sources it can still show you.
SEC proposes widening when registered funds can pay advisers performance fees and giving interval funds more flexibility, and seeks comment on exam and credential routes to accredited-investor status
The SEC said September 30 it voted to propose two rule packages the agency says would expand retail investor choice and could make private-market strategies more available through registered funds: wider use of performance fees, capped at 20% of net gains, and new interval-fund repurchase rules. It separately asked for comment on letting a FINRA exam, CPA, CFA or CFP credentials, or two FINRA licenses confer accredited-investor status. Comment periods run 60 days from Federal Register publication, not yet dated.
Also filed undersecprivate-marketsinterval-fundsaccredited-investorsretail-investors
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