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rule-205-3

Every record this desk has filed under rule-205-3, newest first, each with the number of sources it can still show you.

1 recordOctober 6, 2026All topics
  1. News2 receipts2 min

    SEC proposes replacing adviser performance-fee dollar tests with an accredited-investor path; comments close December 7

    The SEC proposal published October 6 would remove the $2.7 million net-worth and $1.4 million assets-under-management tests in the qualified-client rule and add an accredited-investor path. It also proposes changes for regulated funds. The published comment deadline is December 7, 2026, under File S7-2026-28. The proposal has not changed current eligibility.

    Also filed undersecinvestment-advisersperformance-feesaccredited-investors

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